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Regulatory Information Circulars
Regulatory Information Circulars
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RIC-2001-11:Approval of Obvious Error Rule
RIC-2001-10: Handling of FARMM Orders in the Context of Firm Quote Rule
RIC-2001-09: Trading Ahead of Block Order Intentions
RIC-2001-08: Clarification of Order Frequency Restriction
RIC-2001-06: Firm Quotes
RIC-2001-05: Speed Bump
RIC-2001-04: Pre-Arranged Trading
RIC-2001-03: Trade or Fade Policy
RIC-2001-02: Spread Requirements for Classes Trading in Decimals
RIC-2001-01: Change to Rule 717
RIC-2000-14: Change to Rule 810 (Chinese Wall)
RIC-2000-13: Regulatory Responsibilities & Payment for Order Flow
RIC-2000-12: Securities Transactions Effected for Tax Purposes
RIC-2000-11: Crossed or Inverted Markets - Bid/Ask Spread Relief
RIC-2000-10: Market Maker Quotation Requirements
RIC-2000-9: Informal Letters of Caution
RIC-2000-8: Spread Requirements for GTW
RIC-2000-7: Trade or Fade Policy
RIC-2000-6: Electronic Generation of Orders
RIC-2000-5: Contrary Exercise Submission Procedures
RIC-2000-4: Block Response Interpretation
RIC-2000-3: Trade Report Procedures FARMM Orders
RIC-2000-2: Handling of FARMM Orders
RIC-2000-1: Bid/Ask Spread Differentials
PEN-2000-3: Initial Membership Meeting and Board Election
PEN-2000-2: Amendments to ISE Rules
PEN-2000-1: Amendments to ISE Rules
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